JAIIB - Legal & Regulatory Aspects of Banking Study Material

Module A- REGULATIONS AND COMPLIANCE

  1. Legal Framework on Regulation of Banks
  2. Control over Organisation of Banks
  3. Regulation of Banking Business
  4. Returns, Inspection, Winding up, Mergers & Acquisitions
  5. Public Sector Banks and Co-operative Banks

Module B- LEGAL ASPECTS OF BANKING OPERATIONS

  1. Case Laws on Responsibility of Paying bank
  2. Case Laws on Responsibility of Collecting bank
  3. Different Types of Borrowers
  4. Types of Credit Facilities
  5. Indemnities
  6. Bank Guarantees
  7. Letters of Credit
  8. Deferred Payment Guarantee
  9. Laws relating to Bill Finance
  10. Various Types of Securities
  11. Laws relating to Securities and Modes of Charge- I
  12. Laws relating to Securities and Modes of Charge- II
  13. Registration and Satisfaction of Charges

Module C- BANKING RELATED LAWS

  1. Introduction to SARFAESI Act, 2002
  2. Definitions at SARFAESI Act, 2002
  3. Regulations of Securitisation and Reconstruction Of Financial Assets of Banks and Financial Institutions
  4. Enforcement of Security Interest
  5. Central Registry
  6. Offences and Penalties
  7. Miscellaneous Provisions
  8. Purpose, Extent, Definitions, Establishment and Powers
  9. Procedure for Redressal of Grievances
  10. Preliminary
  11. Establishment of Tribunal and Appellate Tribunal
  12. Jurisdiction, Powers and Authority of Tribunals
  13. Procedure of Tribunals
  14. Recovery of Debts determined by Tribunal and Miscellaneous Provisions
  15. The Bankers' Books Evidence Act, 1891
  16. Lok Adalats
  17. Preamble, Extent and Definitions
  18. Consumer Protection Councils
  19. Consumer Disputes Redressal Agencies
  20. Limitations of Suits, Appeals and Applications
  21. Income Tax, Commodity Transaction Tax, Service Tax

Module D- COMMERCIAL LAWS WITH REFERENCE TO BANKING OPERATIONS

  1. Meaning and Essentials of a Contract
  2. Contracts of Indemnity
  3. Contracts of Guarantee
  4. Contract of Bailment
  5. Contract of Pledge
  6. Contract of Agency
  7. Meaning and essentials of a Contract of Sale
  8. Conditions and Warranties
  9. Unpaid Seller
  10. Definitions, Meaning and Nature of Partnership
  11. Relations of Partners to One Another
  12. Relations of Partners to Third Parties
  13. Minor Admitted to the benefits of Partnership
  14. Dissolution of a Firm
  15. Effect of Non-Registration
  16. Definition and Features of a company
  17. Types of Companies
  18. Memorandum of Association and Articles of Association\
  19. Doctrines of Ultra Vires /Constructive Notice/ Indoor Management
  20. Membership of a company
  21. Prospectus 
  22. Directors
  23. Foreign Exchange Management Act, 1999
  24. Transfer of Property Act, 1882
  25. The Right to Information Act, 2005
  26. Right to Information and Obligations of Public Authorities
  27. The Prevention Of Money-Laundering Act, 2002
  28. Information Technology Act, 2000


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