JAIIB - Legal & Regulatory Aspects of Banking Study Material
Module A- REGULATIONS AND COMPLIANCE
- Legal Framework on Regulation of Banks
- Control over Organisation of Banks
- Regulation of Banking Business
- Returns, Inspection, Winding up, Mergers & Acquisitions
- Public Sector Banks and Co-operative Banks
Module B- LEGAL ASPECTS OF BANKING OPERATIONS
- Case Laws on Responsibility of Paying bank
- Case Laws on Responsibility of Collecting bank
- Different Types of Borrowers
- Types of Credit Facilities
- Indemnities
- Bank Guarantees
- Letters of Credit
- Deferred Payment Guarantee
- Laws relating to Bill Finance
- Various Types of Securities
- Laws relating to Securities and Modes of Charge- I
- Laws relating to Securities and Modes of Charge- II
- Registration and Satisfaction of Charges
Module C- BANKING RELATED LAWS
- Introduction to SARFAESI Act, 2002
- Definitions at SARFAESI Act, 2002
- Regulations of Securitisation and Reconstruction Of Financial Assets of Banks and Financial Institutions
- Enforcement of Security Interest
- Central Registry
- Offences and Penalties
- Miscellaneous Provisions
- Purpose, Extent, Definitions, Establishment and Powers
- Procedure for Redressal of Grievances
- Preliminary
- Establishment of Tribunal and Appellate Tribunal
- Jurisdiction, Powers and Authority of Tribunals
- Procedure of Tribunals
- Recovery of Debts determined by Tribunal and Miscellaneous Provisions
- The Bankers' Books Evidence Act, 1891
- Lok Adalats
- Preamble, Extent and Definitions
- Consumer Protection Councils
- Consumer Disputes Redressal Agencies
- Limitations of Suits, Appeals and Applications
- Income Tax, Commodity Transaction Tax, Service Tax
Module D- COMMERCIAL LAWS WITH REFERENCE TO BANKING OPERATIONS
- Meaning and Essentials of a Contract
- Contracts of Indemnity
- Contracts of Guarantee
- Contract of Bailment
- Contract of Pledge
- Contract of Agency
- Meaning and essentials of a Contract of Sale
- Conditions and Warranties
- Unpaid Seller
- Definitions, Meaning and Nature of Partnership
- Relations of Partners to One Another
- Relations of Partners to Third Parties
- Minor Admitted to the benefits of Partnership
- Dissolution of a Firm
- Effect of Non-Registration
- Definition and Features of a company
- Types of Companies
- Memorandum of Association and Articles of Association\
- Doctrines of Ultra Vires /Constructive Notice/ Indoor Management
- Membership of a company
- Prospectus
- Directors
- Foreign Exchange Management Act, 1999
- Transfer of Property Act, 1882
- The Right to Information Act, 2005
- Right to Information and Obligations of Public Authorities
- The Prevention Of Money-Laundering Act, 2002
- Information Technology Act, 2000